Blog Compliance Page 9
All Compliance
Individual Verification (KYC)
Article | 5 min
KYC/AML Is Not a Scam — on the Contrary, It Helps Detect and Prevent Scams
KYC/AML Is Not a Scam — on the Contrary, It Helps Detect and Prevent Scams
Consider the imperative driving AML/KYC: To prevent the flow of illicit funds into the legal money system.
Individual Verification (KYC)
Article | 3 min
What Forex Services Need to Know About KYC & AML
What Forex Services Need to Know About KYC & AML
AML & KYC regulations require forex businesses to perform due diligence on their customers, including verifying identity.
Individual Verification (KYC)
Article | 5 min
How One Identity Verification API is Helping Developers Transform the Customer Onboarding Experience
How One Identity Verification API is Helping Developers Transform the Customer Onboarding Experience
Finding one API – to trust, to work with, and to count on - simplifies the customer onboarding process exponentially.
Identity Verification
Article | 2 min
Fintech Conference to Bring the Who’s Who of Finance and Technology Under One Roof
Fintech Conference to Bring the Who’s Who of Finance and Technology Under One Roof
Fintech conference to bring the "who’s who" of finance and technology together under one roof - November 27-28, San Francisco, CA.
AML
Article | 5 min
How CCOs Can Skill Up for an Unpredictable Future
How CCOs Can Skill Up for an Unpredictable Future
Accenture’s report takes a behind-the-scenes look at the challenges faced by over 150 chief compliance officers in the financial services sector.
Compliance
Article | 5 min
A Global Regulatory Sandbox — Collaboration, Policies and Solutions for Cross-Border Compliance
A Global Regulatory Sandbox — Collaboration, Policies and Solutions for Cross-Border Compliance
A regulatory sandbox provides a safe and prescribed area for new ideas which does not face the same scrutiny or risk that a fully launched service faces.
Individual Verification (KYC)
Article | 5 min
Evaluating Corporate Compliance Programs – Five Things You Need to Get It Right
Evaluating Corporate Compliance Programs – Five Things You Need to Get It Right
A corporate compliance program that accounts for constant change helps the organization limit its exposure to risk & react more effectively to any turmoil.
Fraud and Risk
Article | 5 min
Combating the Rising Tide of Fraud – Highlights from the Inaugural Financial Crime Forum
Combating the Rising Tide of Fraud – Highlights from the Inaugural Financial Crime Forum
On September 27, Aite Group hosted the inaugural Financial Crime Forum to discuss the latest fraud, anti-money laundering and authentication trends.
Individual Verification (KYC)
Article | 10 min
RegTech: 5 Steps to Understand Regulation Technology
RegTech: 5 Steps to Understand Regulation Technology
Discover what is RegTech and how it can improve compliance for financial institutions, fintechs and other businesses.
Compliance
Article | 4 min
Artificial Intelligence, Hype and Financial Misconduct
Artificial Intelligence, Hype and Financial Misconduct
In the corporate compliance space, artificial intelligence or machine learning has had an impact in two areas: financial misappropriation and due diligence.
Identity Verification
Article | 5 min
Accepting ID in the Era of eIDAS
Accepting ID in the Era of eIDAS
As stated in the first clause in the eIDAS regulation: “building trust in the online environment is key to economic and social development.”
AML
Article | 4 min
Anti-Money Laundering Compliance Program — Steps to Mitigate Risks
Anti-Money Laundering Compliance Program — Steps to Mitigate Risks
For obliged entities, an Anti-Money Laundering Compliance Program (AML) is critical and requires steps to helps mitigate the risk.