Blog Compliance Page 2
All Compliance
Fraud and Risk
Article | 4 min
Best practices for fraud and risk management 2022
Best practices for fraud and risk management 2022
The customer onboarding process is your organization’s first barrier to fraud and financial crime.
Compliance
Article | 6 min
Understanding Financial Crime Compliance
Understanding Financial Crime Compliance
Financial crime compliance is the strategies and tactics deployed by organizations to prevent, detect and report illegal financial activities.
AML
Article | 10 min
AML Compliance Checklist: Best Practices for Anti-Money Laundering
AML Compliance Checklist: Best Practices for Anti-Money Laundering
How to implement systematic AML compliance; Anti-Money Laundering tools and processes to create resilient, efficient and cost-effective procedures.
AML
Article | 6 min
Global sanctions list check — automating watchlist compliance
Global sanctions list check — automating watchlist compliance
For regulated companies, monitoring and screening new and existing clients against applicable global sanction lists is a vital compliance function.
AML
Article | 6 min
Sanctions and PEP Screening: A Critical Step in the KYC Process
Sanctions and PEP Screening: A Critical Step in the KYC Process
Organizations need to perform a detailed politically exposed person (PEP) and sanction check when onboarding new customers.
Identity Verification
Article | 7 min
Fintech, regtech and identity: 2021 year in review
Fintech, regtech and identity: 2021 year in review
Review of 2021 with a focus on the intersection of identity verification & technology and all its ramifications.
Business Verification (KYB)
Article | 8 min
Implications of the Pandora Papers - explained
Implications of the Pandora Papers - explained
The Pandora Papers will put more demands on AML/KYC compliance departments as they try to keep illicit or tainted funds out of the financial system.
KYC
Article | 4 min
Identity verification crucial to securing the meteoric growth of online gambling and video gaming
Identity verification crucial to securing the meteoric growth of online gambling and video gaming
Online gambling and the video gaming ecosystem can use advances in identity verification to “see” bad actors before they do any damage.
Business Verification (KYB)
Article | 7 min
KYCC - Know Your Customer's Customer
KYCC - Know Your Customer's Customer
KYCC takes KYC requirements to the next level; who your customers are doing business with, their sources of funds and its legitimacy, & this 3rd party risk.
Business Verification (KYB)
Article | 7 min
Corporate Transparency Act — a new era in U.S. beneficial ownership disclosure
Corporate Transparency Act — a new era in U.S. beneficial ownership disclosure
Once the Corporate Transparency Act comes into effect, U.S. companies will have to report their Ultimate Beneficial Owner (UBO) information to FinCEN.
Identity Verification
Article | 5 min
The Importance of Identity Verification Match Rates, Explained
The Importance of Identity Verification Match Rates, Explained
Identity verification match rates are a crucial metric for compliance and onboarding teams to monitor and optimize.
Europe
Article | 4 min
Regtech in the EU — the path forward to better compliance
Regtech in the EU — the path forward to better compliance
In the EU, the European Banking Authority (EBA) has the authority to help drive innovative regtech services and regulatory alignment.